The following account types can be opened online:
Please be sure to use the correct forms based on your Professional or Non-Professional status. Please review the Nasdaq’s Nonprofessional Subscriber Policy to determine your status if you are unsure.
Downloadable Forms:
Account Applications
Individual Accounts
Non-Professional Cash
Non-Professional Margin
Professional Cash
Professional Margin
Joint Accounts
TEN ENT Non-Professional Cash
TEN ENT Non-Professional Margin
TEN ENT Professional Cash
TEN ENT Professional Margin
TEN COM Non-Professional Cash
TEN COM Non-Professional Margin
TEN COM Professional Cash
TEN COM Professional Margin
JTWROS Non-Professional Cash
JTWROS Non-Professional Margin
JTWROS Professional Cash
JTWROS Professional Margin
Comm. Ppty. Non-Professional Cash
Comm. Ppty. Non-Professional Margin
Comm. Ppty. Professional Cash
Comm. Ppty. Professional Margin
Corporate Accounts
Corporate Cash Account
Corporate Margin Account
LLC Accounts
LLC Cash Account
LLC Margin Account
Partnership Accounts
Partnership Cash Account
Partnership Margin Account
Trust Accounts
Trust Cash Account
Trust Margin Account
Foreign Accounts
Retirement Accounts
Roth IRA Account – Non-Professional
Roth IRA Account – Professional
Traditional & SEP IRA Account – Non-Professional
Traditional & SEP IRA Account – Professional
Other Forms
Options Agreements
Other forms
NASDAQ OMX Non-Professional Subscriber Questionnaire
ACAT Form
Change of Address Form
DTC Request Form
IRA Deposit Form
Roth IRA Distribution Form
IRA Distribution Form
W8 Beneficial Owner Form
Wire / Check Request Form
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