Lightspeed Gateway :: COMPLIANCE/RISK

Lightspeed Gateway is a division of Lightspeed Trading, LLC., a broker dealer governed by FINRA and the SEC. All required rules and regulations must be followed and enforced. Our technology staff will work with you to ensure you successfully navigate the complex and challenging compliance environment. Furthermore, Lightspeed Gateway leverages a seamless layer of checks for all orders to protect you from any oversights.

Compliance Checks: Lightspeed Gateway performs the following list of compliance checks (as described above in the three options): Short Sells, Over Sales, Margin Calls, Buying Power Calculations, Odd Lots, Handles Short Stock Locates with a dynamically updating short availability server.